The Senior QA Analyst is essential to the ongoing profitable operations for one of the most globally recognized and respected companies in the world. By overseeing our financial activities, you will enable IBM to continue to bring to market ground-breaking innovations such as Artificial Intelligence, Cognitive Solutions, Cloud Infrastructure, and Blockchain technologies, to name a few.
Your Role and Responsibilities
Promontory, an IBM Company, is seeking an experienced Senior AML Quality Control (QC) Analyst to join our growing team in Denver, Colorado. The QA Analyst is responsible for reviewing the work product from various AML engagements for compliance with internal policies and procedures, all applicable laws and regulatory guidelines.
P ri n ci pa l R o l e s:
Perform quality control reviews of work and documentation.
Work with AML Team Leads to provide feedback as defined by engagement.
Present issues and resolutions to various audiences including analysts, management, clients, regulatory authorities and other internal and external stakeholders.
Identify gaps and deficiencies in internal and client processes, policies and procedures as well as create and implement corrective action plans.
Participate in the development and implementation of review policies, checklists, goals, objectives, and procedures.
Manage and support projects and departmental initiatives.
Participate in client and senior management meetings
Communicate error trends and high-risk cases with the management team.
Proactively identify and report issues to senior management.
Develop Quality Control reporting standards.
Facilitate knowledge transfer of key AML concepts, client processes, policies and procedures, and other topics as needed to various audiences including analysts, clients, as well as other internal and external stakeholders.
This job description is not intended to be all-inclusive. Employee may perform other related duties to meet the ongoing needs of the organization.
Required Technical and Professional Expertise
Undergraduate degree in business, accounting, economics, finance, or a related field or equivalent work experience is required.
A minimum of 4years of experience conducting quality control in the areas of BSA/AML reviews required.
Experience evaluating Customer Identification Program (CIP), Enhanced Due Diligence (EDD) and KYC profiles.
Experience in drafting Suspicious Activity Reports.
Experience writing business requirements, procedures and/or policy documents.
Preferred Technical and Professional Expertise
ACAMS Certification is preferred, but not required.
Familiarity with various AMLmonitoringsystemsandcommercialresearchdatabases.
Workingknowledgeofvarious laws, regulations,andindustryguidancethataffectinternal and financial institutions’ complianceprograms as itrelates totheBankSecrecyActandUSAPatriot Act.
Experienceevaluatingbankingtransactionsand conductingvarious typesofAMLalertsand investigation reviews.
About Business Unit
IBM Industry Platforms provides a range of strategic technologies to remove much of the cost and complexity of delivering core business functions. By delivering artificial intelligence, analytics, security, blockchain and cloud technology as a service, and in a complete platform tailored to the needs of each industry, IBM helps clients become more customer-centric, balance costs and mitigate risk.
Your Life @ IBM
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For additional information about location requirements, please discuss with the recruiter following submission of your application.
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IBM is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status. IBM is also committed to compliance with all fair employment practices regarding citizenship and immigration status.